UAW Affiliation Resources for Supervisors and Managers

This page is updated by CAPS Leadership as questions and feedback come in. Last updated: 03/27/2024.

Register for Town Hall Dates!

Only Unit 10 supervisors and managers (only members welcome after March 18, 2024):

Join us for panel discussions with UAW members at the scheduled Town Hall meetings (below) with an opportunity to pre-submit questions and ask questions in real-time

  • Wednesday, March 20, 12-1pm

Town Hall Presentations and Discussion:

  • Tuesday, March 12, 12-1pm
  • Friday, March 15, 12-1pm
  • Wednesday, March 27, 12-1pm
  • Thursday, March 28, 12-1pm (New date added – for Managers and Retirees only!)
  • Saturday, March 30, 10-11am (New date added!)
    • The purpose of this town hall is to facilitate an open discussion among colleagues. There will be no presentations or panelists, just an opportunity for open communication.

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If you are a dues-paying member, regardless of if you are a manager, supervisor, or rank-and-file employee, you are all able to participate in this vote and are encouraged to ask questions and discuss affiliation with other State Scientists.

When supervisors are first hired to Supervisory and Managerial positions, there is often confusion about the role that CAPS, or any union, can play in their new job. However, membership in your union, CAPS, is just as important for Supervisors and Managers as it is for the rank-and-file.

All State Scientific Supervisors and Managers have the right to maintain and/or seek union membership. It’s covered in the “Excluded Employees Bill of Rights,” specifically in Government Code Section 3530 which states “Excluded employee organizations shall have the right to represent their excluded members in their employment relations, including grievances, with the State of California…”

Our union, CAPS, has represented supervisors in their employment with state management since its founding in 1984. Membership in CAPS is the right choice for EVERY State Scientist. CAPS fights to improve and protect the rights and employment conditions for State Scientists at the worksite, with management, with CalHR on salary and benefits issues, before State Boards and commissions, in the Legislature, with the media, and in court when necessary.

Common Member Questions and Concerns

Pay Equity for California State Supervisors and Managers

The CAPS Supervisors’ Committee leads in efforts to improve salary, benefits, and working conditions for all state scientific supervisors through the Meet-and-Confer process with the State. Supervisors receive some benefits not enjoyed by rank-and-file, and most state supervisor and manager classifications received a salary increase of up to 43% in 2014. 

Unfortunately, even after nearly a decade, some supervisors have not received the same salary increases as their colleagues who were directly tied to the Like-Pay-For-Like-Work (LPLW) decision. Many supervisors and managers have been left behind and received only the raises given to related rank-and-file classifications. 

With affiliation, the rank-and-file will have increased bargaining strength to win better pay and benefits, which will indirectly help supervisors and managers, as the gains of the rank-and-file are often extended to supervisors and help us retain our best staff. For example: when rank-and-file scientists bargained the Educational Pay Differential and Diving Pay increases in 2018, or when rank-and-file engineers bargained for longevity pay that was extended supervisory engineers, those benefits were extended to the supervisors.

Proportional Representation 

Currently, the CAPS Board only has one Supervisory Director who chairs the Supervisor Representation Committee that represents both supervisors and managers. Supervisory Active Members may vote for the Supervisor Director and Officers on the Executive Committee (President, Vice President, Secretary, Treasurer). Associate Members (managers) cannot choose their own representatives nor hold office on the Board of Directors. These limitations in voting rights are due to the Excluded Employees Bill of Rights.

 

The same limitations would continue to apply if the membership votes to affiliate with UAW, however, CAPS will be an Amalgamated Local Union of three separate units for rank-and-file (Unit 1), supervisors (Unit 2), and managers (Unit 3) with proportional representation where you can vote for your own leadership, hold meetings, and have autonomy on matters pertaining strictly to your unit, as outlined in #4 of the Affiliation Agreement. UAW Local Unions that include members who work for different employers or under different units are amalgamated local unions

 

The current CAPS Supervisor Director would essentially become the Unit 2 chair and be the lead representative for supervisor members, but there will be opportunity to have additional supervisor and manager representatives to ensure proportional representation for Units 2 and 3, to be determined by future bylaws changes and input from the membership.

 

CAPS members will continue to elect Executive Board members (similar to CAPS current Executive Committee, but with additional positions, such as Trustees who will help to oversee CAPS financial books, Sergeant-At-Arms, Guide, and even a Retired Member representative) who administer the local union between membership meetings.

 

There would also be a Joint Council, which includes the Executive Board and proportional representation for the 3 different units proposed under the affiliation agreement for rank-and-file, supervisors, and managers with proportional representation where you can vote for your own leadership, hold meetings, and have autonomy on matters pertaining strictly to your unit. 

The Joint Council will be empowered to act on behalf of the membership in between membership meetings, but as a UAW Local Union, the membership is the highest authority of CAPS and will be empowered to take or direct any action via membership meetings and votes.  For example: the membership will be entitled to hold referendum votes to overturn decisions of the Joint Council, and we would need to have monthly unit meetings and annual general membership meetings, which we currently don’t have with CAPS.

 

Workers from each unit will be encouraged to build organizing committees and working groups for unit-specific issues. A committee would continue to be responsible for meeting-and-conferring with the State about wages, benefits, and work conditions on behalf of supervisor and manager members. Supervisors and managers may also sometimes handle member contract grievances as elected stewards with the assistance and support of union staff.

 

Overall, these structural changes to CAPS will dramatically expand the rights, voice, and involvement of all CAPS members, especially for supervisors and managers who historically have very limited representation and participation in CAPS.

 

Recruitment and Retention

While excluded employees are prevented from discussing ongoing bargaining matters or taking any position about bargaining of rank-and-file State Scientists, it is clear that – if bargained – the salary increase warranted for rank-and-file will dramatically improve employee retention, reduce time spent hiring and boost employee morale. Equitable salaries will also make recruitment less of a challenge for many supervisors and managers who struggle to generate adequate candidate pools. For supervisors that truly want to support their staff, affiliation is the choice as affiliating with the UAW increases the likelihood that rank-and-file bargaining efforts will be successful.

 

Expansion of Resources

Supervisor and manager members will gain access to the very experienced UAW International staff representatives to support us in advancing issues and connecting our organization to the broader labor movement.

Political Advocacy 

UAW has more influence over policy. They are a major political player nationally and would elevate our influence over politics and policy. They have a long history of supporting policy to advance and fund science. 

Solidarity, Forever!

Rank-and-file, supervisory, and managerial State Scientists of Unit 10 are collectively stronger together when advocating for and promoting the interests of scientists in State service. 

Do

  • Your research! Stay up to date by reading your emails, and reviewing all of the UAW affiliation materials on our webpage
  • Attend Town Hall meetings 
  • Talk to colleagues including rank-and-file staff, other supervisors, managers
  • Get involved and become a leader in your union
  • Encourage others to vote
  • Reach out to uaw-affiliation@capsscientists.org with questions
  • Attend town halls and in-person get-togethers
  • Approach conversations with an open mind


Do Not

  • Discuss joining the union in any way (either for or against) with rank and file
  • Discuss bargaining in any way (either in support or not) with rank and file 
  • Let colleagues tell you this is a bad decision without offering anything 

CAPS Leadership will not be sharing a “pros-cons” list for a few reasons. Put simply, a pro to some is a con to others and vice versa. 

CAPS Leadership has done our absolute best to address any potential “con” via the terms in the affiliation agreement. The affiliation agreement reflects a complex and thorough process that began last year. 

Before, during, and after our historic union actions throughout the last few years, we’ve consistently heard from you and your colleagues and it’s become clear that there is a shared desire to build on the momentum we have all created, becoming a resilient, mobilized union membership. At the same time, we recognize how critical it is that affiliation guarantees us our autonomy and a democratic internal structure, as well as a reasonable transition into an equitable dues structure. Given the importance of these structural issues to our membership, the UAW has agreed to a four-year dues transition period during which we can maintain our existing internal structure (described more below) while carefully crafting the modifications necessary to ensure our governing documents align with UAW’s constitution. The goal is, always has been, and always will be, to do what is best for State Scientists. 

Please read the proposed affiliation agreement carefully and feel free to raise any questions or comments in upcoming town halls, solidarity breaks, and in-person socials found on the CAPS Events Calendar, or via email at UAW-affiliation@capsscientists.org

If there are any cons of affiliation that you see, we’d love to hear about them so we can dive in and address them! Albeit, at this point, there are not any clear “cons” to us. At best, there are “opportunities” and there are potential “challenges” affiliation would bring State Scientists. Some of the challenges that we believe were addressed via the terms of the affiliation agreement are: 

How we would integrate our current professional labor representatives should we affiliate

By becoming a UAW local union, we retain the ability to enter into contracts and hire local union staff. It’s a top priority that throughout affiliation, we maintain a positive relationship with our professional staff who add unmatched value to our union through their longstanding connection with our bargaining unit. Affiliation does not compromise our ability to maintain our existing contracts with staff. 

Changes in Dues Structure 

We absolutely recognize that any change in dues is a stressful topic. CAPS leadership recognizes this change in dues is a big change for those who will experience an increase, and that is exactly why we negotiated a phase in over four years…to minimize the impacts of changing dues, and ease CAPS members into paying what all UAW members pay by 2028. This long, drawn-out phase in was what we believed was best for the membership. More details on the dues structure outlined in the affiliation agreement are available on our webpage: https://capsscientists.org/uaw-affiliation-faqs. For a detailed breakdown on how CAPS-UAW affiliation would impact dues, by each classification, see our dues breakdown spreadsheet.

UAW members determine the dues structure through their democratically-elected local union convention delegates at the Constitutional Convention. It’s not just the dues structure, it’s the entire UAW constitution. The UAW Constitution is the highest law of the Union. It has been adopted, and can be amended, only by a majority vote of the delegates at regular Constitutional Conventions or Special Conventions. Every four years, the UAW holds a Constitutional Convention where delegates adopt resolutions that set the union’s position on important workplace and societal issues, decide constitutional changes, and elect officers and regional directors. Local union members elect their convention delegates. Local union delegate numbers and votes are based on membership size.

Representation 

Throughout affiliation and becoming a local union of UAW, we would have to ensure that a substantial continuity of representation exists, which UAW has guaranteed us. All officers, directors, committee members, and local representatives shall continue to hold the same positions until the next regular CAPS election. Staff and representatives responsible for grievance handling and meet-and-confers  will remain the same, with the added benefit that a servicing representative of the International Union, UAW may participate alongside CAPS’s existing representatives. 

CAPS leadership will also work with our current contracted professional labor representatives and UAW representatives to ensure there is no lapse in representation. For situations such as cases in front of the Public Employee Relations Board (PERB) or the State Personnel Board (SPB), Skelly Hearings, and anything going to arbitration, we will ensure the necessary legal representation is provided in coordination with UAW representatives and CAPS attorneys. Ultimately, immediately post-affiliation we will begin to develop our union stewardship program (for all union members, including supervisors and managers). Union stewards will consist of members who volunteer or are voted-in to represent their co-workers, after receiving appropriate training. We will be working closely with experienced UAW representatives and our experienced consultants who will serve as mentors throughout this process.

Learning curve

Our affiliation agreement gives us until 2026, the year of the next UAW Constitutional Convention, to ensure our CAPS Bylaws conform with the UAW Constitution. Should we affiliate, supervisors and managers will take a more active role in our union (which is both a benefit and a foreseen challenge)! This will include both the operations of the union and the representation of other supervisor and manager  members. If we are not prepared to be involved in our union, the new structure may not be as successful for members, as it could be. However, the rank-and-file of CAPS does already have an active group of approximately 250 members of the Contract Action Team who have been organizing members during our contract campaign, we can learn from their processes as an example! So, we have a great team of experienced member leaders that will help make affiliation with UAW successful!

Right to disaffiliate 

Our right to disaffiliate is defined in #22 of the affiliation agreement. 

Operating budget

CAPS leadership has done extensive budget analyses and worked specifically with UAW when developing our affiliation agreement to ensure that we can meet our budgetary needs and obligations. UAW has been incredibly flexible and sensitive to our budgetary concerns and are willing to work with us to ensure CAPS is able to fulfill all of our financial responsibilities as a Local Union. Our affiliation agreement allows us the opportunity to meet our current financial and contractual obligations.

Dues cover all of the day-to-day costs of being part of a strong union, including organizing resources, rank-and-file bargaining and supervisor/manager meet-and-confers, contract enforcement and grievances, and other operations as determined by CAPS. Additionally, dues help pay for organizing staff, legal and grievance representation costs, staffing, rent, equipment, and supplies. Dues also go toward the UAW Strike and Defense Fund, which will create additional leverage at the bargaining table by helping California State Scientists build the capacity to strike if necessary.  More information about how dues are allocated for use by CAPS members can be found on the UAW Affiliation FAQs webpage.

For less than two hours of pay per month in dues, affiliation with UAW would expand our access to an attractive set of resources to fight for the things we care about together as State Scientists. Affiliation would provide us additional access to legal and labor organizing experts; increase our political power; and increase the tools in our toolbox (strike fund). UAW has a proven track record of success – and while ultimately our fight will rely on all of us building our membership and showing up to participate – UAW has the pull and expertise to develop a winning strategy.

  • Unfortunately, even after nearly a decade, some supervisors have not received the same salary increases as their colleagues who were directly tied to the Like-Pay-For-Like-Work (LPLW) decision. Many supervisors and managers have been left behind and received only the raises given to related rank-and-file classifications. With affiliation, the increased bargaining strength of the rank-and-file to win better pay and benefits will indirectly help supervisors and managers, as the gains of the rank-and-file often trickle up and help us retain our best staff.
  • Currently, the CAPS Board only has one supervisory director who chairs the Supervisor Representation Committee that represents both supervisors and managers, however, managers cannot choose their own representatives. If the membership votes to affiliate with UAW,  CAPS will be an Amalgamated Local Union of three separate units for rank-and-file, supervisors, and managers with proportional representation where you can vote for your own leadership and have autonomy on matters pertaining strictly to your unit. This will dramatically expand the rights, voice, and involvement of supervisors and managers. 
  • While excluded employees are prevented from discussing ongoing bargaining matters or taking any position about bargaining, it is clear that – if bargained – the salary increase warranted for rank-and-file will dramatically improve employee retention, reduce time spent hiring and boost employee morale. Equitable salaries will also make recruitment less of a challenge for many supervisors and managers who struggle to generate adequate candidate pools. For supervisors that truly want to support their staff, affiliation is the choice as affiliating with the UAW increases the likelihood that rank-and-file bargaining efforts will be successful.
  • Supervisor and manager members will gain access to the very experienced UAW international staff to support us in advancing issues and connecting our organization to the broader labor movement.
  • UAW has more influence over policy. They are a major political player nationally and would elevate our influence over politics and policy. They have a long history of supporting policy to advance and fund science. 
  • The current flat dues rate of $59/month applies to every member equally, regardless of salary, so the lower paid and entry level scientists end up paying a disproportionately larger proportion of their salary in comparison to higher paid scientists of CAPS. Affiliation with UAW will increase dues with an equitable formula based on a percentage of salary. And not just by a few bucks. Within 5 years, dues will likely be $100-$150 per month for many supervisors and managers. These costs will be phased in over four years and supervisors and managers will pay a lower portion of their pay than rank-and-file members, due to the fact they don’t legally have the right to strike. Check out this page for more information on the dues structure, should CAPS affiliate with UAW.
  • There’s a learning curve. Under the new model, supervisors and managers will take a more active role in their union (which is both a benefit, and a potential challenge). This will include both the operations of the union and the representation of supervisor and manager members. If supervisors are not prepared to be involved in our union, the new structure may not be as successful for supervisory members, as it could be.

Announcement: Supervisor Committee Votes to Endorse UAW Affiliation

Dear Supervisors and Managers,

The CAPS Supervisor’s Committee has voted unanimously to endorse voting yes on affiliating CAPS with UAWMembers have until March 31st to vote and let their voices be heard.

The Supervisor’s Committee came to this conclusion because affiliation will strengthen CAPS in general and allow CAPS to better serve our supervisor and manager members. In our discussions with supervisors, we’ve found most people are members of CAPS for one or more of the following reasons: to get representation during disputes, to support advocacy for science, to improve their working conditions, and/or to be in solidarity with rank-and-file staff. We believe affiliation with UAW strengthens our organization to accomplish these goals.

CAPS has a long history of successful representation of supervisors. However, the Supervisor’s Committee believes that many of our members are unaware of their rights of representation or their rights as exempt workers. In many cases, CAPS is not made aware of situations until they have progressed to a point of conflict. We also believe many of our members are falling through the cracks and facing issues alone. This is because our service model requires someone who may be in one of the most stressful situations of their professional life to proactively seek assistance. Under the UAW organizational model, supervisors will have access to not only talented professional and legal staff, but also will have internal structures to proactively educate workers on their rights and to connect members with support earlier. Because of this proactive representational structure, we believe UAW affiliation will strengthen representation for supervisors and managers. Regardless of the outcome of the vote, your Supervisors committee is committed to working hard to ensure all members receive high quality representation whenever they need it.

Many of our programs are dependent on funding sources from the State or Federal government that are not guaranteed. Many of our projects are done at the behest of political leadership in the government. Many of our members are simply passionate about the cause of science and science based policy. For better or worse, politics influences our work. CAPS has a history of advocating for our cause that we are very proud of. However, as a small independent union, we are limited in our influence. UAW is a political force. It’s the first union to get a sitting president to join workers on a strike line. The president also praised UAW in this year’s State of the Union. The political staff of UAW are impressive and successful. Through joining UAW we will have a greater platform than ever before to advocate for science funding and science based policy.

The new UAW structure will benefit supervisors and managers ability to advocate for improving labor conditions. The current CAPS structure provides limited opportunities for elected representation from supervisors (we only have one board member) and does not have a strong organizational structure to involve supervisors in organizing. Many supervisors wrongly believe that only rank-and-file scientists have a right to organize themselves and take actions to improve their working conditions. This is not true. We hear all the time from members about workplace issues. Take for example, return-to-office policies which harm many of us. We have heard from people who have to arrange expensive childcare, lose hours of their week to commutes, or are even contemplating leaving state employment. We believe that with a stronger organizational structure, supervisors would be able to more effectively resist changes to policies that make our workplaces worse and advocate for changes that make it better. The new amalgamated union structure will provide supervisors with more elected representation and support to organize so that we can advocate for the best possible working conditions.

Lastly, many supervisors are members out of solidarity with rank-and-file CAPS members. The dues we all pay today are strengthening the organization for everyone. For those of us who care strongly about the staff we work with or supervise, the affiliation vote offers us a chance to show solidarity and support CAPS’ rank-and-file leaders. For many (though not all!) supervisors, we have achieved pay parity with colleagues doing similar work. For us, supporting affiliation provides us a chance to help our staff achieve fairer pay and contract conditions. For those who have not achieved pay parity, your pay may be tied to the contracts of your staff and “trickle up” from rank-and-file contracts. At the end of the day, we are all in this together with our rank-and-file staff and our programs are only as good as the people we work with.

It is for these reasons that your supervisors committee proudly supports CAPS affiliating with UAW. We encourage you to join us and VOTE YES by March 31st.

In Solidarity,

CAPS Supervisor Committee

  • Daniel Ellis, Chair
  • Lorna McFarlan
  • Corey Copeland
  • Edie Marshal
  • Rachel Fabian
  • Anne Cooper Doherty

MAY DAY EVENT

Join your colleagues tomorrow for a May Day event to highlight the continued struggles workers face every day! 

Unfair, inequitable pay and arbitrary sweeping mandates like RTO show that employers don’t value labor. Stand up for our collective right to fair wages and working conditions!

MAY DAY: SAY NO TO RTO POWER HOUR